Founded in 1992 by senior executives with entrepreneurial, line operating, and bulge bracket investment banking experience.
During the month of March 2010, Avalon, as the sole placement agent, raised Frederick's of Hollywood Group Inc. $3mm in common stock and warrants.
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| Client |
Transaction Description ($mm) |
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| American Political Network |
| Asset Sell-Side Assignment |
| $ Undisclosed |
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| Represented American Political Network the leading on-line provider of comprehensive, real-time non-partisan political news briefings in its asset sales. The Hotline, American Health Line, Greenwire, and PoliticsUSA were sold to the National Journal, a division of The Times Mirror Company. Digital Sports Network, the first on-line news source focused on the business aspects of the U.S. sports industry was sold to management. (http://nationaljournal.com/about/congressdaily) |
| DataLogic Intl (OTCBB:DLGI)* |
| $1.6mm Common Stock with Warrants - Private Placement |
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DataLogic Intl (OTCBB:DLGI) Avalon's Capital Markets Co-Presidents worked with the management to raise a total of $1.6mm in common stock with warrants via private placement with accredited and institutional investors. Proceeds used for repayment of debt and working capital. (*)Midtown Partners & Co. was sole placement agent.
DataLogic International, Inc. (DataLogic) provides communications solutions and consulting services to a range of United States and international commercial enterprises and governmental agencies. DataLogic also provides network security, video communications, as well as Information Technology (IT) and consulting services. |
| Elephant Talk Comm. (OTCBB: ETAK)* |
| $7.3mm Common Stock with Warrants |
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Elephant Talk Communications (OTCBB: ETAK) Worked with the management team to structure the $7.3mm common stock and warrants equity financing with institutional and high net worth accredited investors geared towards expanding the company's Mobile Virtual Network Enabler(MVNE) business. (*)Spencer Clarke was sole placement agent.
Elephant Talk Communications, Inc. is an international telecom and multimedia content distributor specialized in carrier grade mobile enabling platforms. The Company provides telecom services, media streaming and distribution services primarily to the business-to-business (B2B) community within the telecommunications market where it has a presence. |
| Guangzho Telecom (OTCBB: GZGT)* |
| $3mm Convertible Debentures with Warrants - Private Placement |
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Guangzho Telecom (OTCBB: GZGT) Avalon's Capital Markets Co-Presidents worked with the management team to secure $3mm in convertible debentures with warrants via private placement for expansion capital from one institutional investor. (*)Midtown Partners & Co. was sole placement agent.
GuangZhou Global Telecom, Inc., is a nationally integrated mobile phone handset and pre-paid calling card distributor and provider of mobile handset services. The Company is an independent corporation that serves as a distribution agent for China Telecom, China Unicom and China Mobile. |
| ICTS International NV |
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| Rendered fairness opinion regarding an investment and management arrangement between ICTS International NV and International Tourist Attractions Ltd. a private company that develops equipment and media for entertaining and educational tourist attractions. ICTS (NASDAQ:ICTS) provides premier other security services throughout Europe and the U.S., based on profiling, smart card, image recognition and other leading edge techniques and technology systems. (www.icts-int.com) |
| Infosmart Group (OTCBB: IFSG)* |
| $5mm Debt Financing with Warrants |
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Infosmart Group (OTCBB: IFSG) Worked with the management team to secure $5mm in a debt financing with warrants to expand the company’s DVD-R and Blu-Ray manufacturing facility in Brazil and Hong Kong, capital was secured from one institutional investor. (*)Spencer Clarke was sole placement agent.
Infosmart Group, Inc. is engaged in the business of developing, manufacturing, marketing and sales of recordable digital versatile disc (DVDR) media and recordable compact discs (CDR). The Company manufactures DVDRs with 8 times (8x) and 16 times (16x) writable speeds, as well as CDRs with 52 times (52x) writable speeds, and has been developing its DVD-R manufacturing basis in both Hong Kong and Brazil. |
| JMAR Technologies (OTCBB:JMAR)* |
| $3.5mm Convertible Preferred Stock with Warrants - Private Placement |
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JMAR Technologies (OTCBB:JMAR) Avalon's Capital Markets Co-Presidents worked with the management to raise a total of $3.5mm in convertible preferred stock with warrants via private placement with one institutional investors. Proceeds used for restructurings, repayment of debt and growth capital. (*)Midtown Partners & Co. was sole placement agent.
JMAR Technologies, Inc. (JMAR) is a technology company with expertise in the development and commercialization of laser-based detection technologies for nano-scale imaging, chemical and biological analysis, and fabrication. The Company is developing a portfolio of products with market applications in areas, such as defense, homeland security, hazardous materials detection and biological monitoring, while continuing to carry out research and development. |
| JMAR Technologies (OTCBB:JMAR)* |
| $3.0mm Convertible Preferred Stock with Warrants - Private Placement |
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JMAR Technologies (OTCBB:JMAR) Avalon's Capital Markets Co-Presidents worked with the management to raise a total of $3.0mm in common stock with warrants via private placement with institutional investors. Proceeds used to accelerate JMAR’s pursuit of business opportunities for its' BioSentry water monitoring system. (*)Midtown Partners & Co. was sole placement agent.
JMAR Technologies, Inc. (JMAR) is a technology company with expertise in the development and commercialization of laser-based detection technologies for nano-scale imaging, chemical and biological analysis, and fabrication. The Company is developing a portfolio of products with market applications in areas, such as defense, homeland security, hazardous materials detection and biological monitoring, while continuing to carry out research and development. |
| Liberty Media for Women |
| Financial Advisory Services |
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| Financial advisor to the unique special interest online and print magazine "Ms." seeking to broaden readership and products to reach a sustainable profit level. Worked with Board as it determined to sell the business. |
| Manaris Corp (OTCBB:MANS)* |
| $3.6mm Original Issue Discount Subordinated Secured Convertible Note with Warrants - Private Placement |
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| Manaris Corp (OTCBB:MANS) Avalon's Capital Markets Co-Presidentsworked with the management to raise a total of $3.6mm through an Original Issue Discount Subordinated Secured Convertible Note with warrants via private placement with several institutional investors. Proceeds used for general corporate purposes including working capital. (*)Midtown Partners & Co. was sole placement agent. |
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